General Solicitation & Advertising in Rule 506 Offerings l Ask Securities...
On August 12, 2012, the Securities and Exchange Commission proposed rules to eliminate the prohibition against general solicitation and general advertising in offerings conducted pursuant to Rule 506...
View ArticleGeneral Solicitation 101 l Rule 506
The Securities Act of 1933 (the “Securities Act”) provides for a private offering exemption from federal securities registration which is increasingly being used by both private and public companies to...
View ArticleA New Crowdfunding Watchdog in Massachusetts
Consumer watchdogs and the Securities and Exchange Commission (“SEC”) as well are aware that certain provisions of the new Rule 506 created in connection with the JOBS Act could encourage fraud if not...
View ArticleForm S-1 Registration Statement Attorneys
Many private companies file a registration statement filing with the SEC in connection with their going public transaction. The most commonly used registration statement form is Form S-1. Hamilton...
View ArticleGeneral Solicitation Countdown l Form D Proposals
Securities Lawyer 101 Blog Rule 506(c) will become effective in less than a month, on September 23, 2013. The rule fundamentally changes how private placements will be conducted, by allowing issuers to...
View ArticleSmooth Sailing For General Solicitation Under Rule 506(c)
Securities Lawyer 101 Blog Rule 506(c) fundamentally changes how private placements will be conducted, by allowing issuers to engage in general solicitation and advertising if they comply with the...
View ArticleInvestor Relations l General Solicitation Countdown
Securities Lawyer 101 Blog Investor relations also known as stock promotion involves the publication of information about a public company to increase its stock price and trading volume. The person who...
View ArticleRule 506 l General Solicitation Countdown
Securities Lawyer 101 Blog Rule 506(c) will become effective in less than a month, on September 23, 2013. The rule fundamentally changes how private placements will be conducted, by allowing issuers...
View ArticleAccredited Investor Status Under Rule 506(c) l Securities Lawyer 101
Securities Lawyer 101 Blog On July 10, 2013, the SEC adopted final rules as required by Title II of the JOBS Act, which directed the SEC to eliminate the ban on general solicitation and advertising for...
View ArticleRule 506 Roadmap l Ask Securities Lawyer 101
Securities Lawyer 101 Blog Private placement offerings under Rule 506 of Regulation D of the Securities Act of 1933, as amended (the “Securities Act”) are a cost effective and relatively quick way for...
View ArticleUsing the EB-5 Program With Rule 506(c) of Reg D
Securities Lawyer 101 Blog The EB-5 visa program was created by the U.S. Congress as part of the Immigration Act of 1990 to stimulate the U.S. economy through job creation and capital investment by...
View ArticleRule 506(C) Question and Answer
Securities Lawyer 101 Blog Private placement offerings under Rule 506 of Regulation D of the Securities Act of 1933, as amended (the “Securities Act”) are a cost effective and relatively quick way for...
View ArticleGeneral Solicitation and Advertising Under Rule 506(c)
Securities Lawyer 101 Blog As of two days ago, the Securities and Exchange Commission (“SEC”) rules implementing some provisions of the JOBS Act have become effective. Among them is the new Regulation...
View ArticleRule 506(C) Verification of Accredited Investor Status
Securities Lawyer 101 Blog Rule 506(c) of Regulation D of the Securities Act became effective on September 23, 2013. The rule fundamentally changes how private placements are conducted, by allowing...
View ArticlePending Rule 506(C) Proposals
Securities Lawyer 101 Blog On September 23, 2013, for the first time in 80 years, companies became able to advertise their unregistered securities offerings in reliance upon Rule 506(c), of Regulation...
View ArticleCrowdfunding v Rule 506(c) l Going Public Bootcamp
Securities Lawyer 101 Blog As of September 23, 2013, the JOBS Act has permitted general solicitation and advertising in Rule 506 private placements. While crowdfunding is not yet legal, both the SEC...
View Article170 Issuers Use Rule 506(c) to Conduct Offerings
Securities Lawyer 101 Blog On October 30, 2013, Keith Higgins, the newly appointed Director of the Securities and Exchange Commission’s Division of Corporate Finance, provided some useful information...
View ArticleJOBS Act l Removing the Ban in Rule 506 Offerings
Securities Law Blog On April 5, 2012, President Obama signed the Jumpstart Our Business Startups Act (the “JOBS Act”), which is intended to help smaller and emerging growth companies raise capital in...
View ArticleSEC Issues Compliance and Disclosure Interpretation of Rule 506(c)
On November 13, 2013, the Securities and Exchange Commission (the “SEC”) Division of Corporation Finance issued several useful Compliance and Disclosure Interpretations related to Rule 506(c) of the...
View ArticleSEC Issues New Rule 506 Guidance
On January 3, 2014, the Securities and Exchange Commission (the “SEC”) released Compliance and Disclosure Interpretations. The release provided useful information about several topics including the...
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